At Your Chief Advisors, we are passionate about helping our clients achieve their goals. Our seasoned advisors have a wide array of knowledge and backgrounds within Accounting, Finance, and FinTech. We seek to pair clients with an advisor or team of advisors that possess the experience and expertise needed to understand the challenges unique to each client.
Shane D.
Shane has an excellent track record of building and developing strong teams as well as efficient and well controlled processes. He has led teams as large as 45 individuals, worked closely with CFOs and CEOs of global corporations, and has represented firms in high level discussions with Industry Regulators, External Auditors, and Tax Authorities.
Shane is a member of the Chartered Association of Certified Accountants (International Equivalent to a US CPA), and holds multiple FINRA licenses:
– Series 7: General Securities Representative
– Series 27: Financial and Operations Principal (FINOP)
– Series 63: Uniform Securities Agent
– Series 99: Registered Operations Professional
Industries:
- Publicly Traded Broker Dealers
- Global Investment Banks
- Private Bank
Services:
- Fractional/Interim CFO
- Financial Planning & Analysis
- Finance Transformation
- Process Improvement
- Operational Risk Mitigation
- Market Risk Mitigation
- Internal Audit Advisory
Junior Advisor
This Junior Advisor is skilled in SOX, Internal Audit and Risk, with extensive experience in reviewing processes for internal control effectiveness as well as process efficiencies. He has experience preparing presentations and status updates for the Board of Directors and the C-Suite.
This Junior Advisor holds the following certifications:
– Certified Information Systems Auditor (CISA)
– Certified in Risk and Information Systems Control (CRISC)
Industries:
- Publicly Traded Broker Dealers
- Reverse Mortgages
Services:
- Finance Transformation
- Process Improvement
- SOX & Internal Audit Advisory
- Operational Risk Mitigation